-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FywY6kOmTeHVGYcIgBBOh2mZfv+0CmF4mBrya5ouOWaCZEKg12/fgRllfYHWTX5q F0cPhs9rpMlvy7KuVhgUTw== 0000950152-03-001866.txt : 20030214 0000950152-03-001866.hdr.sgml : 20030214 20030214115305 ACCESSION NUMBER: 0000950152-03-001866 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11841 FILM NUMBER: 03564209 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUND GEORGE III CENTRAL INDEX KEY: 0000901644 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 302327876 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 4159214929 MAIL ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 SC 13G/A 1 l98954asc13gza.htm KELLOGG COMPANY/GEORGE GUND III SC 13G/A Kellogg Company/George Gund III SC 13G/A
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 24)*

Kellogg Company

(Name of Issuer)

Common Stock

(Title of Class of Securities)

487836 10 8

(Cusip Number)


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

             
13G
CUSIP No. 487836 10 8
  1. Name of Reporting Person:
I.R.S. Identification Nos. of above persons (entities only):

George Gund III

  
  2. Check the Appropriate Box if a Member of a Group:
        (See Instructions)   (a) o
            (b) x
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
224,000
6. Shared Voting Power:
36,394,748
7. Sole Dispositive Power:
0
8.Shared Dispositive Power:
6,325,492
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
36,618,748
  10.Check if the Aggregate Amount in Row (9) Excludes
Certain Shares		   o
  11.Percent of Class Represented by Amount in Row (9):
9.0%
  12.Type of Reporting Person:
IN     The filing of this statement should not be construed as an admission that the
          reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the
          beneficial owner of any securities covered by this statement.

2

 

13G
       
Item 1.
  (a) Name of Issuer:
    Kellogg Company
  (b) Address of Issuer's Principal Executive Offices:
    One Kellogg Square, P.O. Box 3599, Battle Creek MI 49016-3599
 
Item 2.
  (a) Name of Person Filing:
    George Gund III
  (b) Address of Principal Business Office or, if none, Residence:
    39 Mesa Street, Suite 300, San Francisco, CA 94129
  (c)Citizenship:
    United States of America
  (d) Title of Class of Securities:
    Common Stock
  (e) CUSIP Number:
    487836 10 8
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  Not Applicable.
       
Item 4. Ownership.
  (a) Amount beneficially owned:
    36,618,748
  (b) Percent of class:
    9.0%
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or to direct the vote:
      224,000
    (ii) Shared power to vote or to direct the vote:
      36,394,748**
    (iii) Sole power to dispose or to direct the disposition of:
      0
    (iv) Shared power to dispose or to direct the disposition of:
      6,325,492**
 
  Instruction:      For computations regarding securities which represent a right to acquire an
                           underlying security see §240.13d-3(d)(1).
 

3

 

13G
       
Item 5.Ownership of Five Percent or Less of a Class.
 
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o

                                   Not Applicable.

 
Item 6.Ownership of More than Five Percent on Behalf of Another Person.

Yes. KeyBank National Association, as Trustee of certain trusts.

 
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
                                   Not Applicable
 
Item 8.Identification and Classification of Members of the Group.
 
                                   Not Applicable
 
Item 9.Notice of Dissolution of Group.
 
                                   Not Applicable
       
Item 10.Certification.
 
                                   Not applicable.

** The numbers of shares noted in Items 4(c)(ii) and 4(c)(iv) include 2,963,800 shares held by a nonprofit foundation of which the reporting person is one of eight trustees and one of twelve members, as to such shares any beneficial ownership is hereby disclaimed.

4

 

13G

     The filing of this statement should not be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.

 

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
   
February 13, 2003
   
   
 
/s/ George Gund III
Signature

Attention:      Intentional misstatements or ommissions of fact constitute Federal criminal violations
                        (See 18 U.S.C. 1001)

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